-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WqoK2J57ZmyTf4inWfCKX/EOXCRMPiEtBoH0NnBm2npoljOY+KxMM3aOcazEvOPR BvabTeoKrmRpY4dsXEpAvQ== 0000909518-08-000247.txt : 20080307 0000909518-08-000247.hdr.sgml : 20080307 20080307170534 ACCESSION NUMBER: 0000909518-08-000247 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20080307 DATE AS OF CHANGE: 20080307 GROUP MEMBERS: ABIGAIL S. WEXNER GROUP MEMBERS: LESLIE H. WEXNER GROUP MEMBERS: RHREI TRUST GROUP MEMBERS: THE CONCIERGE TRUST GROUP MEMBERS: THE FAMILY TRUST GROUP MEMBERS: TRUST 600 GROUP MEMBERS: WEXNER PERSONAL HOLDINGS CORPORATION SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LIMITED BRANDS INC CENTRAL INDEX KEY: 0000701985 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 311029810 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-33912 FILM NUMBER: 08674992 BUSINESS ADDRESS: STREET 1: THREE LIMITED PKWY STREET 2: P O BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43216 BUSINESS PHONE: 6144157000 MAIL ADDRESS: STREET 1: THREE LIMITED PARKWAY STREET 2: P.O. BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43216 FORMER COMPANY: FORMER CONFORMED NAME: LIMITED INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WEXNER LESLIE H CENTRAL INDEX KEY: 0000901359 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O HOLLINGER INTERNATIONAL INC STREET 2: 401 NORTH WABASH STE 740 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3123213136 MAIL ADDRESS: STREET 1: C/O HOLLINGER INTERNATIONAL IC STREET 2: 401 NORTH WABASH STE 740 CITY: CHICAGO STATE: IL ZIP: 60611 SC 13D/A 1 mm03-0708_sc13da36.txt AMENDMENT NO. 36 ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (AMENDMENT NO. 36) LIMITED BRANDS, INC. (Name of Issuer) COMMON STOCK, $0.50 PAR VALUE 532716-10-7 - ------------------------------------------- --------------------- (Title of class of securities) (CUSIP number) RAYMOND O. GIETZ, ESQ. WEIL, GOTSHAL & MANGES LLP 767 FIFTH AVENUE NEW YORK, NEW YORK 10153 (212) 310-8000 - -------------------------------------------------------------------------------- (Name, address and telephone number of person authorized to receive notices and communications) MARCH 5, 2008 - -------------------------------------------------------------------------------- (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rules 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [_]. ================================================================================
- -------------------------------------- ------------------------------------------ CUSIP No. 532716-10-7 13D Page 2 - -------------------------------------- ------------------------------------------ - ----------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: Leslie H. Wexner - ----------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - ----------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------------------------------- 4 SOURCE OF N/A FUNDS: - ----------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO [_] ITEM 2(d) OR 2(e): - ----------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF United States ORGANIZATION: - ----------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 33,759,091 SHARES ------------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 21,419,523 OWNED BY ------------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 35,153,079 REPORTING ------------------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 21,419,523 - ----------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 56,572,602 - ----------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN [_] SHARES: - ----------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 16.0% - ----------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: IN - ----------------------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! - -------------------------------------- ------------------------------------------ - -------------------------------------- ------------------------------------------ CUSIP No. 532716-10-7 13D Page 3 - -------------------------------------- ------------------------------------------ - ----------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: Abigail S. Wexner - ----------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - ----------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------------------------------- 4 SOURCE OF N/A FUNDS: - ----------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO [_] ITEM 2(d) OR 2(e): - ----------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF United States ORGANIZATION: - ----------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: -0- SHARES ------------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 8,640,306 OWNED BY ------------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: -0- REPORTING ------------------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 8,640,306 - ----------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 8,640,306 - ----------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN [X] SHARES: - ----------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 2.4% - ----------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: IN - ----------------------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! - -------------------------------------- ------------------------------------------ - -------------------------------------- ------------------------------------------ CUSIP No. 532716-10-7 13D Page 4 - -------------------------------------- ------------------------------------------ - ----------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: Wexner Personal Holdings Corporation - ----------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - ----------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------------------------------- 4 SOURCE OF N/A FUNDS: - ----------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [_] PURSUANT TO ITEM 2(d) OR 2(e): - ----------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF Delaware ORGANIZATION: - ----------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 4,892,608 SHARES ----------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: -0- OWNED BY ----------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE 4,892,608 REPORTING POWER: ----------------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE -0- POWER: - ----------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 4,892,608 - ----------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN [_] SHARES: - ----------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 1.4% - ----------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - ----------------------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! - -------------------------------------- ------------------------------------------ - -------------------------------------- ------------------------------------------ CUSIP No. 532716-10-7 13D Page 5 - -------------------------------------- ------------------------------------------ - ----------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: Trust 600 - ----------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - ----------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------------------------------- 4 SOURCE OF N/A FUNDS: - ----------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [_] PURSUANT TO ITEM 2(d) OR 2(e): - ----------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF Ohio ORGANIZATION: - ----------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 3,300,568 SHARES ----------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: -0- OWNED BY ----------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE 3,300,568 REPORTING POWER: ----------------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE -0- POWER: - ----------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 3,300,568 - ----------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN [_] SHARES: - ----------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0.9% - ----------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: OO - ----------------------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! - -------------------------------------- ------------------------------------------ - -------------------------------------- ------------------------------------------ CUSIP No. 532716-10-7 13D Page 6 - -------------------------------------- ------------------------------------------ - ----------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: R.H.R.E.I. Trust - ----------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - ----------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------------------------------- 4 SOURCE OF N/A FUNDS: - ----------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [_] PURSUANT TO ITEM 2(d) OR 2(e): - ----------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF Ohio ORGANIZATION: - ----------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 5,571,601 SHARES ----------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: -0- OWNED BY ----------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE 5,571,601 REPORTING POWER: ----------------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE -0- POWER: - ----------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 5,571,601 - ----------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN [_] SHARES: - ----------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 1.6% - ----------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: OO - ----------------------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! - -------------------------------------- ------------------------------------------ CUSIP No. 532716-10-7 13D Page 7 - -------------------------------------- ------------------------------------------ - ----------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: The Family Trust - ----------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - ----------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------------------------------- 4 SOURCE OF N/A FUNDS: - ----------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO [_] ITEM 2(d) OR 2(e): - ----------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF Ohio ORGANIZATION: - ----------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 8,569,177 SHARES ------------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: -0- OWNED BY ------------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 8,569,177 REPORTING ------------------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: -0- - ----------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 8,569,177 - ----------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN [_] SHARES: - ----------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 2.4% - ----------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: OO - ----------------------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! - -------------------------------------- ------------------------------------------ CUSIP No. 532716-10-7 13D Page 8 - -------------------------------------- ------------------------------------------ - ----------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: The Concierge Trust - ----------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - ----------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------------------------------- 4 SOURCE OF N/A FUNDS: - ----------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO [_] ITEM 2(d) OR 2(e): - ----------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF Ohio ORGANIZATION: - ----------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 1,040,423 SHARES ------------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: -0- OWNED BY ------------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 1,040,423 REPORTING ------------------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: -0- - ----------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 1,040,423 - ----------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN [_] SHARES: - ----------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0.3% - ----------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: OO - ----------------------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! - -------------------------------------- ------------------------------------------ - -------------------------------------- ------------------------------------------ CUSIP No. 532716-10-7 13D Page 9 - -------------------------------------- ------------------------------------------ - ----------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: Whitebarn GRAT - ----------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - ----------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------------------------------- 4 SOURCE OF N/A FUNDS: - ----------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [_] PURSUANT TO ITEM 2(d) OR 2(e): - ----------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF New York ORGANIZATION: - ----------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 8,000,000 SHARES ----------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: -0- OWNED BY ----------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE 8,000,000 REPORTING POWER: ----------------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE -0- POWER: - ----------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 8,000,000 - ----------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN [_] SHARES: - ----------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 2.3% - ----------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: OO - ----------------------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! - -------------------------------------- ------------------------------------------ CUSIP No. 532716-10-7 13D Page 10 - -------------------------------------- ------------------------------------------ - ----------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: Trust 400 - ----------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - ----------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------------------------------- 4 SOURCE OF N/A FUNDS: - ----------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO [_] ITEM 2(d) OR 2(e): - ----------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF Ohio ORGANIZATION: - ----------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 3,834,399 SHARES ------------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: -0- OWNED BY ------------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 3,834,399 REPORTING ------------------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: -0- - ----------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 3,834,399 - ----------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN [_] SHARES: - ----------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 1.1% - ----------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: OO - ----------------------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! - -------------------------------------- ------------------------------------------ CUSIP No. 532716-10-7 13D Page 11 - -------------------------------------- ------------------------------------------ - ----------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: Issue Trust - ----------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - ----------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------------------------------- 4 SOURCE OF N/A FUNDS: - ----------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO [_] ITEM 2(d) OR 2(e): - ----------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF Ohio ORGANIZATION: - ----------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 72,649 SHARES ------------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: -0- OWNED BY ------------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 72,649 REPORTING ------------------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: -0- - ----------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 72,649 - ----------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN [_] SHARES: - ----------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): < 0.1% - ----------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: OO - ----------------------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT!
This Amendment No. 36 amends the Schedule 13D dated June 25, 1985, as amended in certain respects by Amendments No. 1 through 35 thereto, and is filed by Leslie H. Wexner, for and on behalf of himself, Abigail S. Wexner, Wexner Personal Holdings Corporation, Trust 600, R.H.R.E.I. Trust, The Family Trust, The Concierge Trust, Whitebarn GRAT, Trust 400, and Issue Trust (collectively, the "Purchasers"), with respect to the common stock, $0.50 par value per share (the "Common Stock"), of Limited Brands, Inc. (the "Company"). Item 2. Identity and background. Item 2 is amended as follows: Whitebarn GRAT is a trust organized under the laws of New York. Trust 400 and Issue Trust are trusts organized under the laws of Ohio. The principal business of each trust is investments, and the principal business address of each trust is 8000 Walton Parkway, New Albany, Ohio 43054. Abigail S. Wexner and Dennis S. Hersch are the trustees of Whitebarn GRAT. Dennis Hersch is the trustee of each of Trust 400 and Issue Trust. During the last five years neither Whitebarn GRAT, Trust 400 or Issue Trust nor Abigail S. Wexner has been (i) convicted of any criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to federal or state securities laws or finding any violation with respect to such laws. Other information required by Item 2 of Schedule 13D with respect to Abigail S. Wexner has been reported previously. On March 5, 2008, Dennis S. Hersch succeeded as sole trustee of each of Issue Trust and Trust 400. Mr. Hersch is President of N.A. Property, Inc., through which he acts as a business advisor to Mr. and Mrs. Wexner. The business address of Mr. Hersch is c/o The Wexner Foundation, 551 Madison Avenue, New York, New York 10022, and the business address of N.A. Property, Inc. is 8000 Walton Parkway, New Albany, Ohio 43054. To the knowledge of the Purchasers, during the last five years Mr. Hersch has not been (i) convicted of any criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to federal or state securities laws or finding any violation with respect to such laws. Mr. Hersch is a citizen of the United States of America. An agreement among the Purchasers with respect to the filing of this statement is attached hereto as Exhibit 1. Item 5. Interest in Securities of the Issuer. (a) The responses of the Purchasers to Rows (11) through (13) of the cover pages of this Amendment No. 36 are incorporated herein by reference. As of March 5, 2008, the Purchasers beneficially owned the number shares of the Common Stock listed below, representing approximately the percentage of the outstanding shares of Common Stock set forth opposite such number (the outstanding shares of Common Stock, 353,143,634, being based on the number of shares outstanding as of November 30, 2007 as reported in the Company's 12 Quarterly Report on Form 10-Q for the quarterly period ended November 3, 2007), as determined in accordance with Rule 13d-3. Percent Person Number of Shares of Class ------------------- ---------------- -------- Leslie H. Wexner 56,572,602(1)(3)(4)(5)(6)(7)(8)(9)(10) 16.0% Abigail S. Wexner 8,640,306(2)(8) 2.4% Wexner Personal Holdings 4,892,608(3) 1.4% Corporation Trust 600 3,300,568(4) 0.9% R.H.R.E.I. Trust 5,571,601(5) 1.6% The Family Trust 8,569,177(6) 2.4% The Concierge Trust 1,040,423(7) 0.3% Whitebarn GRAT 8,000,000(8) 2.3% Trust 400 3,834,399(9) 1.1% Issue Trust 72,649(10) <0.1% - ------------------------------ (1) Includes: 1,393,988 shares held in Limited Brands Savings and Retirement Plan for Mr. Wexner's account (as of February 29, 2008) over which Mr. Wexner exercises dispositive but not voting control; and 1,544,394 shares issuable within approximately 60 days upon exercise of outstanding options held by Mr. Wexner. Also includes 640,306 shares (including 6,439 shares issuable within approximately 60 days upon exercise of outstanding options) beneficially owned by Abigail S. Wexner, Mr. Wexner's wife, as to which Mr. Wexner may be deemed to share the power to vote and direct the disposition. (2) Includes 6,439 shares issuable within approximately 60 days upon exercise of outstanding options held by Mrs. Wexner. The power to vote or direct the disposition of the shares beneficially owned by Mrs. Wexner may be deemed to be shared with her husband, Leslie H. Wexner. Excludes 47,932,296 shares beneficially owned by Leslie H. Wexner, Mrs. Wexner's husband, as to which Mrs. Wexner disclaims beneficial ownership. (3) Power to vote or direct the disposition of the 4,892,608 shares held by Leslie H. Wexner as the sole stockholder, director and officer of Wexner Personal Holdings Corporation. (4) Power to vote or direct the disposition of the 3,300,568 shares held by Trust 600 may be deemed to be shared by Leslie H. Wexner and Gideon I. Kaufman, who is the sole trustee. (5) Power to vote or direct the disposition of the 5,571,601 shares held by the R.H.R.E.I. Trust may be deemed to be shared by Leslie H. Wexner and Gideon I. Kaufman, who is the sole trustee. 13 (6) Power to vote or direct the disposition of the 8,569,177 shares held by Leslie H. Wexner as the sole trustee of The Family Trust. (7) Power to vote or direct the disposition of the 1,040,423 shares held by Leslie H. Wexner as the sole trustee of The Concierge Trust. (8) Power to vote or direct the disposition of the 8,000,000 shares held by Whitebarn GRAT may be deemed to be shared by Leslie H. Wexner and its two trustees, Abigail S. Wexner and Dennis S. Hersch. (9) Power to vote or direct the disposition of the 3,834,399 shares held by Trust 400 may be deemed to be shared by Leslie H. Wexner and Dennis S. Hersch, who is the sole trustee. (10) Power to vote or direct the disposition of the 72,649 shares held by the Issue Trust may be deemed to be shared by Leslie H. Wexner and Dennis S. Hersch, who is the sole trustee. (b) The responses of the Purchasers to (i) Rows (7) through (10) of the cover pages of this Amendment No. 36 and (ii) Item 5(a) hereof are incorporated herein by reference. (c) In addition to the transactions described in Item 6 of this Amendment No. 36 (which are hereby incorporated herein by reference), during the past 60 days the Purchasers effected the following transaction in the Common Stock:
Date of Amount of Price per Where and Person Transaction Securities Share How Effected ------ ----------- ---------- ----- ------------ Leslie H. Wexner 1/29/08 452,760 shares $13.1803 Leslie H. Wexner acquired the shares of Common Stock upon his exercise of an employee stock option. Abigail S. Wexner 1/29/08 2,263 shares $11.9821 Abigail S. Wexner acquired the shares of Common Stock upon her exercise of a director stock option. Abigail S. Wexner 2/4/08 612 shares $28.61 Abigail S. Wexner, for service as a director of the Company, received from the Company, fees in shares of Common Stock.
(d), (e): Not Applicable Furthermore, as of March 5, 2008, Dennis S. Hersch beneficially owned 5,708 shares of the Common Stock, which includes 5,169 shares that could be issuable within approximately 60 days upon conversion of outstanding stock units held by Mr. Hersh following his termination of service as a director of the Company. Mr. Hersch was credited under a Company plan with 1,049 stock units on February 4, 2008, for service as a director of the Company. Mr. Hersch's beneficial ownership represents less than 0.1% of the outstanding shares of Common Stock. Mr. Hersch has sole power to vote and dispose, or direct the vote and disposition, of such shares. 14 Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer. Item 6 is amended as follows: Item 2 of this Amendment No. 36 to Schedule 13D is incorporated herein by reference. On December 26, 2007, The Concierge Trust transferred 459,577 shares of Common Stock in accordance with the trust to Leslie H. Wexner without consideration in exchange. On February 12, 2008, Abigail S. Wexner transferred 8,000,000 shares of Common Stock to Whitebarn GRAT without consideration in exchange. Item 7. Materials to be Filed as Exhibits. Exhibit 1 Joint Filing Agreement by and among Leslie H. Wexner, Abigail S. Wexner, Wexner Personal Holdings Corporation, Trust 600, R.H.R.E.I. Trust, The Family Trust, The Concierge Trust, Whitebarn GRAT, Trust 400, and Issue Trust, dated March 7, 2008. 15 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: March 7, 2008 /s/ Leslie H. Wexner ---------------------------------------------- Leslie H. Wexner /s/ Abigail S. Wexner ---------------------------------------------- Abigail S. Wexner WEXNER PERSONAL HOLDINGS CORPORATION By: /s/ Leslie H. Wexner ------------------------------------------ Name: Leslie H. Wexner Title: President TRUST 600 By: /s/ Gideon I. Kaufman ------------------------------------------ Gideon I. Kaufman, Trustee R.H.R.E.I. Trust By: /s/ Gideon I. Kaufman ------------------------------------------ Gideon I. Kaufman, Trustee THE FAMILY TRUST By: /s/ Leslie H. Wexner ------------------------------------------ Leslie H. Wexner, Trustee THE CONCIERGE TRUST By: /s/ Leslie H. Wexner ------------------------------------------ Leslie H. Wexner, Trustee 16 WHITEBARN GRAT By: /s/ Dennis S. Hersch ------------------------------------------ Dennis S. Hersch, Trustee TRUST 400 By: /s/ Dennis S. Hersch ------------------------------------------ Dennis S. Hersch, Trustee ISSUE TRUST By: /s/ Dennis S. Hersch ------------------------------------------ Dennis S. Hersch, Trustee 17 EXHIBIT INDEX ------------- Exhibit No. ----------- Exhibit 1 Joint Filing Agreement by and among Leslie H. Wexner, Abigail S. Wexner, Wexner Personal Holdings Corporation, Trust 600, R.H.R.E.I. Trust, The Family Trust, The Concierge Trust, Whitebarn GRAT, Trust 400, and Issue Trust, dated March 7, 2008 18 EX-99 2 mm03-0708_sc13da36e991.txt Exhibit 1 JOINT FILING AGREEMENT This will confirm the agreement by and among all the undersigned that the Schedule 13D filed on or about this date and any amendments thereto with respect to beneficial ownership by the undersigned of shares of the common stock, par value $0.50 per share, of Limited Brands, Inc. is being filed on behalf of each of the undersigned in accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934. This agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. Dated: March 7, 2008 /s/ Leslie H. Wexner ---------------------------------------------- Leslie H. Wexner /s/ Abigail S. Wexner ---------------------------------------------- Abigail S. Wexner WEXNER PERSONAL HOLDINGS CORPORATION By: /s/ Leslie H. Wexner ------------------------------------------ Name: Leslie H. Wexner Title: President TRUST 600 By: /s/ Gideon I. Kaufman ------------------------------------------ Gideon I. Kaufman, Trustee R.H.R.E.I. Trust By: /s/ Gideon I. Kaufman ------------------------------------------ Gideon I. Kaufman, Trustee THE FAMILY TRUST By: /s/ Leslie H. Wexner ------------------------------------------ Leslie H. Wexner, Trustee THE CONCIERGE TRUST By: /s/ Leslie H. Wexner ------------------------------------------ Leslie H. Wexner, Trustee WHITEBARN GRAT By: /s/ Dennis S. Hersch ------------------------------------------ Dennis S. Hersch, Trustee TRUST 400 By: /s/ Dennis S. Hersch ------------------------------------------ Dennis S. Hersch, Trustee ISSUE TRUST By: /s/ Dennis S. Hersch ------------------------------------------ Dennis S. Hersch, Trustee -----END PRIVACY-ENHANCED MESSAGE-----